Interpretasi Spirometri
Published on September 7, 2026
Element | Detail |
|---|---|
Purpose | Objective measurement of lung function to classify ventilatory defects |
Core Values | FEV1, FVC, FEV1/FVC ratio, with extended values including TLC, RV, DLCO |
Two Fundamental Patterns | Obstructive (airflow limitation) vs. Restrictive (volume limitation) |
The Single Most Important Number | FEV1/FVC ratio determines the initial branch point of interpretation |
Normal FEV1/FVC | (or above the lower limit of normal based on age) |
Bronchodilator Response | Positive if FEV1 improves by and from baseline |
Keywords in Vignettes | "Decreased breath sounds," "prolonged expiration," "barrel chest," "decreased chest expansion," "flow-volume loop," "pulmonary function testing" |
01Foundational Concepts
Spirometry measures the volume and flow of air during a forced expiratory maneuver. The patient inhales maximally to total lung capacity (TLC), then exhales as hard and as fast as possible until no more air can be expelled, reaching residual volume (RV).
FVC (Forced Vital Capacity) is the total volume of air expelled during this forced exhalation. It reflects the overall capacity of the lungs to hold air. When FVC is reduced, it suggests that lung volumes are small (restriction) or that air is trapped behind closed airways (severe obstruction with air trapping).
FEV1 (Forced Expiratory Volume in 1 Second) is the volume of air expelled in the first second. Because healthy airways allow most air to exit rapidly, a normal person exhales roughly 70 to 80 percent of their FVC in the first second. FEV1 is reduced in both obstructive and restrictive disease, so it cannot distinguish between them on its own.
FEV1/FVC Ratio is the critical branch point. This ratio tells you whether the problem is airflow limitation (obstructive) or volume limitation (restrictive). A low ratio () means that the airways are narrowed or collapsing, slowing expiratory flow disproportionately. A normal or elevated ratio with a low FVC points toward restriction, where lung volumes are globally reduced but the airways themselves are functioning.
Why this matters on the exam: Nearly every spirometry question begins by testing whether you can correctly identify the pattern as obstructive, restrictive, or mixed. If you misclassify at this step, every subsequent answer choice becomes wrong.
02Interpretation Algorithm
1
Question
Is FEV1/FVC ?
If Yes
Obstructive pattern
If No
Go to Step 2
2
Question
Is FVC % predicted?
If Yes
Possible restrictive pattern (confirm with lung volumes)
If No
Normal spirometry
3 (Obstructive)
Question
Does FEV1 improve and post-bronchodilator?
If Yes
Reversible obstruction (asthma)
If No
Fixed or poorly reversible obstruction (COPD, remodeled asthma)
4 (Restrictive)
Question
Is TLC 80% predicted?
If Yes
Confirmed restriction
If No
Consider alternate explanations (submaximal effort, obesity, neuromuscular weakness)
Step | Question | If Yes | If No |
|---|---|---|---|
1 | Is FEV1/FVC ? | Obstructive pattern | Go to Step 2 |
2 | Is FVC % predicted? | Possible restrictive pattern (confirm with lung volumes) | Normal spirometry |
3 (Obstructive) | Does FEV1 improve and post-bronchodilator? | Reversible obstruction (asthma) | Fixed or poorly reversible obstruction (COPD, remodeled asthma) |
4 (Restrictive) | Is TLC 80% predicted? | Confirmed restriction | Consider alternate explanations (submaximal effort, obesity, neuromuscular weakness) |
Severity Grading of Obstruction
Severity | FEV1 % Predicted |
|---|---|
Mild | |
Moderate | |
Moderately Severe | |
Severe | |
Very Severe |
Once you have established that the pattern is obstructive (low FEV1/FVC), the severity of obstruction is graded by FEV1 percent predicted alone, not by the ratio.
03Obstructive vs. Restrictive
FEV1
Obstructive
Decreased
Restrictive
Decreased
FVC
Obstructive
Normal or decreased
Restrictive
Decreased
FEV1/FVC
Obstructive
Decreased ()
Restrictive
Normal or increased ()
TLC
Obstructive
Normal or increased (hyperinflation)
Restrictive
Decreased
RV
Obstructive
Increased (air trapping)
Restrictive
Decreased
DLCO
Obstructive
Decreased in emphysema; normal in chronic bronchitis and asthma
Restrictive
Decreased in parenchymal disease; normal in chest wall/neuromuscular causes
Flow-Volume Loop
Obstructive
Scooped-out (concave) expiratory limb
Restrictive
Narrow, tall loop (reduced width, preserved shape)
Classic Diseases
Obstructive
Asthma, COPD, bronchiectasis
Restrictive
Pulmonary fibrosis, sarcoidosis, kyphoscoliosis, obesity, neuromuscular disease
Parameter | Obstructive | Restrictive |
|---|---|---|
FEV1 | Decreased | Decreased |
FVC | Normal or decreased | Decreased |
FEV1/FVC | Decreased () | Normal or increased () |
TLC | Normal or increased (hyperinflation) | Decreased |
RV | Increased (air trapping) | Decreased |
DLCO | Decreased in emphysema; normal in chronic bronchitis and asthma | Decreased in parenchymal disease; normal in chest wall/neuromuscular causes |
Flow-Volume Loop | Scooped-out (concave) expiratory limb | Narrow, tall loop (reduced width, preserved shape) |
Classic Diseases | Asthma, COPD, bronchiectasis | Pulmonary fibrosis, sarcoidosis, kyphoscoliosis, obesity, neuromuscular disease |
In obstructive disease, the airways are narrowed (bronchospasm, mucus, inflammation, loss of elastic recoil). Air takes much longer to exit, so FEV1 drops disproportionately compared to FVC. The ratio falls below 0.70. In severe obstruction, air becomes trapped (RV increases), and total lung capacity may even increase because the lungs are hyperinflated.
In restrictive disease, the lungs either cannot expand fully (fibrosis stiffens the parenchyma, chest wall deformity limits expansion, or weak respiratory muscles cannot generate sufficient inspiratory force). Both FEV1 and FVC fall together in proportion, keeping the ratio normal or even pushing it above normal. TLC is the confirmatory value: if TLC is reduced, restriction is confirmed.
04Diffusing Capacity for Carbon Monoxide (DLCO)
DLCO measures how efficiently gas transfers from the alveoli into the pulmonary capillary blood. It is not part of basic spirometry but is almost always paired with it on exam questions that require fine discrimination.
DLCO Status | Conditions |
|---|---|
Decreased | Emphysema (alveolar destruction), interstitial lung disease/pulmonary fibrosis (thickened membrane), pulmonary vascular disease, anemia |
Normal | Chronic bronchitis, asthma, chest wall restriction, neuromuscular disease, obesity |
Increased | Pulmonary hemorrhage (Goodpasture syndrome), polycythemia, left-to-right cardiac shunt, early congestive heart failure, exercise, asthma (sometimes) |
A vignette describing a smoker with obstructive spirometry and a low DLCO is pointing you toward emphysema. The same smoker with obstructive spirometry and a normal DLCO is pointing toward chronic bronchitis. This is one of the highest-yield discriminating tools in pulmonary questions.
For restrictive patterns, a low DLCO suggests the problem is in the lung parenchyma (fibrosis, sarcoidosis). A normal DLCO with restrictive spirometry suggests the problem is outside the lungs: chest wall deformity, obesity, or neuromuscular weakness.
05Flow-Volume Loops
Normal
Expiratory Limb
Rapid rise to peak flow, then linear decline
Inspiratory Limb
Smooth, symmetric curve
Diagnosis
No ventilatory defect
Obstructive
Expiratory Limb
Scooped-out, concave expiratory curve with reduced peak flow
Inspiratory Limb
Relatively preserved
Diagnosis
Asthma, COPD
Restrictive
Expiratory Limb
Preserved shape but narrowed (reduced volume on x-axis), may show increased peak flow relative to volume
Inspiratory Limb
Proportionally narrowed
Diagnosis
Pulmonary fibrosis, chest wall disease
Fixed upper airway obstruction
Expiratory Limb
Flattened (plateau)
Inspiratory Limb
Flattened (plateau)
Diagnosis
Tracheal stenosis, goiter compressing trachea (both intra- and extrathoracic)
Variable extrathoracic obstruction
Expiratory Limb
Normal
Inspiratory Limb
Flattened (plateau)
Diagnosis
Vocal cord paralysis, tracheomalacia above thoracic inlet
Variable intrathoracic obstruction
Expiratory Limb
Flattened (plateau)
Inspiratory Limb
Normal
Diagnosis
Intrathoracic tracheal tumor
Pattern | Expiratory Limb | Inspiratory Limb | Diagnosis |
|---|---|---|---|
Normal | Rapid rise to peak flow, then linear decline | Smooth, symmetric curve | No ventilatory defect |
Obstructive | Scooped-out, concave expiratory curve with reduced peak flow | Relatively preserved | Asthma, COPD |
Restrictive | Preserved shape but narrowed (reduced volume on x-axis), may show increased peak flow relative to volume | Proportionally narrowed | Pulmonary fibrosis, chest wall disease |
Fixed upper airway obstruction | Flattened (plateau) | Flattened (plateau) | Tracheal stenosis, goiter compressing trachea (both intra- and extrathoracic) |
Variable extrathoracic obstruction | Normal | Flattened (plateau) | Vocal cord paralysis, tracheomalacia above thoracic inlet |
Variable intrathoracic obstruction | Flattened (plateau) | Normal | Intrathoracic tracheal tumor |
This is a conceptually challenging but testable topic. During forced expiration, intrathoracic pressure rises and compresses intrathoracic airways. During forced inspiration, negative intrathoracic pressure opens intrathoracic airways but creates a pressure gradient that tends to collapse extrathoracic structures.
A variable extrathoracic lesion (e.g., unilateral vocal cord paralysis) worsens during inspiration because negative pressure sucks the floppy cord inward. Expiration pushes air outward and stents the extrathoracic airway open. This gives a flattened inspiratory limb with a normal expiratory limb.
A variable intrathoracic lesion (e.g., tracheal tumor below the thoracic inlet) worsens during expiration because rising intrathoracic pressure compresses the airway around the lesion. During inspiration, negative pressure opens the airway. This gives a flattened expiratory limb with a normal inspiratory limb.
A fixed lesion (e.g., circumferential tracheal stenosis) does not change with the respiratory cycle, so both limbs are flattened.
06Bronchodilator Reversibility Testing
Parameter | Criterion for Positive Response |
|---|---|
FEV1 | Increase AND from pre-bronchodilator baseline |
FVC | Same thresholds can be applied but are less commonly tested |
A positive bronchodilator response strongly favors asthma over COPD. However, exam writers will test your understanding of the nuances:
Partial reversibility can occur in COPD. Some COPD patients show mild improvement post-bronchodilator, but the FEV1/FVC ratio typically remains below 0.70. In asthma with airway remodeling (long-standing, poorly controlled disease), reversibility may be incomplete, mimicking COPD. The clinical history (age of onset, smoking status, atopy, variability of symptoms) must be used alongside spirometry to distinguish them.
Methacholine challenge testing is used when spirometry is normal at baseline but asthma is clinically suspected (episodic wheeze, cough-variant asthma). A positive methacholine challenge is defined as a provocative concentration causing a 20% fall in FEV1 (). This test has high sensitivity (a negative test effectively rules out asthma) but lower specificity.
07Disease-Pattern Correlation
Asthma
FEV1/FVC
Low
FEV1
Low
FVC
Normal or low
TLC
Normal or high
RV
High
DLCO
Normal or slightly high
Distinguishing Feature
Reversible with bronchodilator
COPD (Emphysema)
FEV1/FVC
Low
FEV1
Low
FVC
Normal or low
TLC
High
RV
High
DLCO
Low
Distinguishing Feature
Irreversible; destroyed alveoli reduce gas exchange
COPD (Chronic Bronchitis)
FEV1/FVC
Low
FEV1
Low
FVC
Normal or low
TLC
Normal or high
RV
High
DLCO
Normal
Distinguishing Feature
Clinical diagnosis: productive cough months/year for consecutive years
Pulmonary Fibrosis (IPF)
FEV1/FVC
Normal or high
FEV1
Low
FVC
Low
TLC
Low
RV
Low
DLCO
Low
Distinguishing Feature
Restrictive with impaired gas exchange
Sarcoidosis
FEV1/FVC
Variable
FEV1
Low
FVC
Low
TLC
Low
RV
Low
DLCO
Low
Distinguishing Feature
Can show obstructive, restrictive, or mixed pattern depending on stage
Obesity
FEV1/FVC
Normal or high
FEV1
Normal or low
FVC
Low
TLC
Normal or low
RV
Low (reduced ERV)
DLCO
Normal
Distinguishing Feature
ERV is characteristically reduced; TLC may be normal
Neuromuscular Disease (e.g., ALS, Guillain-Barre)
FEV1/FVC
Normal or high
FEV1
Low
FVC
Low
TLC
Low
RV
Variable
DLCO
Normal
Distinguishing Feature
Reduced MIP/MEP (maximal inspiratory/expiratory pressures); DLCO normal because lung parenchyma is intact
Kyphoscoliosis
FEV1/FVC
Normal or high
FEV1
Low
FVC
Low
TLC
Low
RV
Low
DLCO
Normal
Distinguishing Feature
Chest wall deformity limits expansion; lung tissue itself is healthy
Disease | FEV1/FVC | FEV1 | FVC | TLC | RV | DLCO | Distinguishing Feature |
|---|---|---|---|---|---|---|---|
Asthma | Low | Low | Normal or low | Normal or high | High | Normal or slightly high | Reversible with bronchodilator |
COPD (Emphysema) | Low | Low | Normal or low | High | High | Low | Irreversible; destroyed alveoli reduce gas exchange |
COPD (Chronic Bronchitis) | Low | Low | Normal or low | Normal or high | High | Normal | Clinical diagnosis: productive cough months/year for consecutive years |
Pulmonary Fibrosis (IPF) | Normal or high | Low | Low | Low | Low | Low | Restrictive with impaired gas exchange |
Sarcoidosis | Variable | Low | Low | Low | Low | Low | Can show obstructive, restrictive, or mixed pattern depending on stage |
Obesity | Normal or high | Normal or low | Low | Normal or low | Low (reduced ERV) | Normal | ERV is characteristically reduced; TLC may be normal |
Neuromuscular Disease (e.g., ALS, Guillain-Barre) | Normal or high | Low | Low | Low | Variable | Normal | Reduced MIP/MEP (maximal inspiratory/expiratory pressures); DLCO normal because lung parenchyma is intact |
Kyphoscoliosis | Normal or high | Low | Low | Low | Low | Normal | Chest wall deformity limits expansion; lung tissue itself is healthy |
08Mixed Obstructive-Restrictive Pattern
A mixed pattern is present when spirometry shows both a reduced FEV1/FVC ratio () and a reduced TLC ( predicted). This combination tells you that the patient has airflow limitation from airway disease and reduced lung volumes from a separate restrictive process.
Classic clinical scenarios that produce a mixed pattern:
A patient with COPD who also has pulmonary fibrosis (combined pulmonary fibrosis and emphysema syndrome)
A patient with asthma and severe obesity
A patient with COPD and prior lobectomy
Sarcoidosis (granulomas cause both airway obstruction and parenchymal restriction)
A severely obstructive patient may have a low FVC due to air trapping, mimicking restriction on basic spirometry. The FEV1/FVC ratio is low and the FVC is low. You might be tempted to call this "mixed." However, you cannot diagnose restriction without measuring TLC. If TLC is normal or increased, this is pure obstruction with air trapping, not a mixed pattern.
09Traps and High-Yield Pearls
The most common way students lose points on spirometry questions is by jumping to a disease diagnosis before correctly identifying the ventilatory pattern. The exam almost always tests a two-step process: first classify the pattern (obstructive vs. restrictive vs. mixed vs. normal), then correlate with the clinical scenario. Students who skip step one and guess a disease from keywords in the stem frequently fall into traps.
A second frequent error involves confusing air trapping with restriction. When a vignette shows low FEV1/FVC and low FVC without reporting TLC, students often select "mixed pattern." The correct answer in this situation is to recognize obstruction with probable air trapping and to state that lung volumes (specifically TLC) are needed before restriction can be confirmed.
Third, students forget that a normal spirometry result does not rule out asthma. If the clinical picture is suggestive (episodic cough, nocturnal wheeze, exercise-induced dyspnea in a young atopic patient), the next step is a bronchoprovocation test, not reassurance.
Fourth, the DLCO question is a perennial discriminator. Examiners use it to separate students who memorized "obstructive = low FEV1/FVC" from those who truly understand the pathology. Know that emphysema lowers DLCO (destroyed alveolar-capillary surface), chronic bronchitis preserves DLCO (intact alveoli, problem is in the airways), and asthma typically preserves or slightly elevates DLCO.
Finally, flow-volume loops testing upper airway obstruction is a topic that appears straightforward in review but causes errors under time pressure. The core competency being tested is whether you understand how transmural pressure gradients affect floppy lesions during inspiration vs. expiration. If you can reason through the physics, you will never confuse variable extrathoracic with variable intrathoracic obstruction.